Business & Regulatory Counsel

Expert legal guidance, when you need it. 

Businesses, agencies, and individuals in highly regulated sectors need counsel who understands both the law and the impact of operational realities. Our experience across financial services, government, e-commerce/retail, education, technology, transportation and logistics, allows us to anticipate risks, protect growth, and strengthen governance.

Our Services

Contract Law & Negotiation
Contract drafting, review, and interpretation across commercial and government contexts, including vendor, client, licensing, and service agreements. Experience supporting federal agency matters involving financial assistance instruments, interagency agreements, and procurement-adjacent documents. Drafting and revision of Master Services Agreements (MSAs), Non-Disclosure Agreements (NDAs), and Service Level Agreements (SLAs). Strategic negotiation, risk allocation, and compliance-focused contract support.

E-Commerce Platform Compliance & Account Defense
Businesses operating on major e-commerce platforms such as Amazon and Walmart Marketplace face significant regulatory, contractual, and operational risks, including sudden account suspensions, listing removals, fund holds, and permanent deactivations that can halt operations overnight. We advise and represent businesses in platform account defense, compliance remediation, and proactive governance strategies to protect revenue continuity, mitigate risk, and reduce the likelihood of future enforcement actions.

Employment, Personnel & Workplace Compliance Advisory
Providing employment and personnel law advisory services, including drafting and review of employment agreements, handbooks, and workplace policies. Advising on compliance with federal and state employment requirements, workplace conduct standards, and employee relations matters. Supporting internal investigations involving misconduct, performance, or compliance concerns, including guidance on disciplinary actions, terminations, and risk mitigation. Delivering training and implementation support for workplace policies and procedures.

Entity Formation & Structuring
Advising founders and business owners on entity selection and organizational structure to support growth, manage risk, and limit personal liability. Assistance with forming and organizing legal entities, including limited liability companies and corporations, and aligning structure with operational and compliance considerations.

Financial Crime Compliance Advisory
Advising institutions and regulated entities on financial crime risk, compliance frameworks, and enforcement readiness. Providing guidance related to anti-money laundering and counter-terrorist financing controls, customer due diligence, suspicious activity reporting, sanctions compliance, anti-bribery and anti-corruption obligations, and cross-border reporting requirements. Supporting program design, risk assessments, internal reviews, and regulatory response strategies.

Governance Advisory
Advising boards, executives, and organizational leadership on governance frameworks, fiduciary duties, and compliance obligations across regulated and public-sector environments. Support for governance policies, bylaws, internal controls, and oversight structures, including matters involving federally regulated or publicly accountable entities. Risk-informed governance guidance aligned with statutory, regulatory, and ethical standards.

Outside General Counsel
Serving as outside general counsel to organizations seeking a trusted legal partner for ongoing advisory support. Providing proactive, day-to-day legal guidance, issue-spotting, and strategic counsel across complex and evolving legal environments. Supporting leadership in anticipating risk, navigating regulatory and operational challenges, and making informed decisions aligned with organizational objectives.

Marketing, Advertising & Promotions Advisory
Advising businesses on legal and regulatory considerations affecting marketing strategies, advertising, and promotional materials. Providing pre-publication review and risk guidance to support compliance with applicable local, state, and federal requirements while enabling effective and responsible marketing.

Name, Image & Likeness (NIL) Advisory
Advising student-athletes and institutions on NIL opportunities, compliance considerations, and contractual arrangements. Providing clear, practical guidance in a rapidly evolving legal and regulatory landscape to support informed decision-making and risk management.

Privacy, Data Protection & Cybersecurity Advisory
Advising organizations on privacy, data protection, and cybersecurity risk management across regulated and public-sector environments. Providing guidance on data governance, disclosure obligations, and responses to information requests. Supporting the development and revision of policies, procedures, and training programs. Advising on cybersecurity preparedness, incident response planning, and legal considerations arising from cyber incidents and ransomware events.

Regulatory Compliance & Risk Management Advisory
Advising organizations on the design, assessment, and enhancement of regulatory compliance programs and risk-management frameworks. Supporting the development and refinement of policies, procedures, and internal controls tailored to industry-specific and evolving regulatory requirements. Providing guidance to identify, mitigate, and respond to legal, regulatory, and reputational risk, including compliance-related crisis management and remediation support.

Strategy, Ethics & Organizational Integrity Advisory
Advising leadership on the alignment of strategy, ethics, and organizational culture with legal, regulatory, and mission-driven objectives. Supporting the development, review, and application of enterprise-wide ethics frameworks, codes of conduct, and integrity policies. Providing executive-level guidance on sensitive ethics matters, conflict-of-interest issues, and code-of-conduct interpretation and implementation.