Business & Regulatory Counsel

Expert legal guidance, when you need it. 

Businesses and individuals in highly regulated sectors need counsel who understands both the law and the impact of operational realities. Our experience across financial services, consumer packaged goods, healthcare, technology, transportation, and education allows us to anticipate risks, protect growth, and strengthen governance.

Our Services

Contract Law & Negotiation
Contract or agreement drafting and review. Vendor, client, licensing, and service agreements. Master Services Agreements (MSA), Non-disclosure Agreements (NDAs), and Service Level Agreements (SLAs) drafting and revisions. Strategic negotiation and risk allocation.

Corporate Governance Advisory
Board or entity governance advisory, corporate compliance, bylaws and governance policies, and fiduciary duties. 

Education & Training
We conduct workshops and provide legal training for clients to mitigate risk and maintain current best practices (e.g. departments and compliance officers on best practices, legal trends, and evolving risks). 

Emerging Laws, Rules, and Regulations Advisory
Regular updates, expert analysis, and clear impact guidance on complex or emerging laws, rules, and regulations tailored specifically to the financial services industry, your business operations, and organizational needs.

Employment/Personnel Law & HR Advisory
Employment agreement drafting and revisions, development and revision of handbooks, policies and procedures. Wage & hour, FMLA, ADA, and Title VII compliance advice. Staff training and policies implementation guidance.

Entity Formation
Business structure and new business entity formation advisory. We assist with forming legal entities (e.g. LLCs, corporations) to manage risk and reduce liability or civil suit exposure.

Financial Crime Compliance Advisory
Bank Secrecy Act (BSA), anti-money laundering (AML), countering terrorism financing (CTF), know your customer (KYC), Suspicious Activity Reports (SARs) filing and disclosure requirements, Foreign Bank Account Reporting (FBAR), economic sanctions (OFAC), anti-bribery and anti-corruption (ABC), Foreign Corrupt Practices Act (FCPA), and Foreign Account Tax Compliance Act (FATCA) compliance guidance.

Outside/Fractional General Counsel
As outside or fractional general counsel our role is to partner with our clients to serve as a trusted legal advisor, providing day-to-day proactive problem-solving, tailored guidance, strategic legal counsel, anticipating challenges or legal issues, and navigating through complex legal landscapes. 

Marketing Materials Advisory
Comprehensive legal reviews of marketing strategies, promotional materials, and advertising campaigns to ensure alignment with applicable local, state, and federal regulations and rules.

Name, Image & Likeness (NIL) Advisory
Provide comprehensive legal support to student-athletes and universities navigating the fast-evolving NIL legal landscape. Our strength is our ability to navigate both legal and regulatory uncertainty with precision and clarity. 

Privacy, Data Security, Cybersecurity Strategies & Incident Response
Privacy and data protection strategies and guidance. Procedure revisions, policy implementation and training. Ransomware preparedness and incident response. Cyber incident management guidance. 

Regulatory Compliance Advisory & Risk Management/Mitigation 
We develop and continuously strengthen entity and industry-specific compliance policies, procedures, and frameworks that adapt to evolving regulatory requirements and reinforce organizational integrity. We also design compliance protocols that prevent violations, mitigate reputational and legal risk, and provide crisis management guidance to support resilient, well-governed organizations.

Strategy & Ethics Advisory
Strategy, ethics, and culture leadership advisory to align business or mission objectives and legal requirements. Recommending, revising, and drafting enterprise-wide ethics and code of conduct rules. Advising executives on sensitive or significant ethics related matters as well as code of conduct application and impacts. 

Trademark Protection
We provide trademark registration and brand enforcement, to help safeguard valuable assets.